Complete regulatory support for funding rounds

We provide end-to-end compliance and advisory support for equity and investment transactions, ensuring your fundraising is legally sound, investor-ready, and executed without delays or penalties.

Share Issuance & Allotment

We manage the entire lifecycle of share issuance, from structuring to statutory filings.

Includes:

• Advisory on type of securities (equity, preference, debentures)
• Capital structuring & dilution analysis
• Share allotment process & documentation
• Issuance of share certificates
• Maintenance of statutory registers

Benefit: Smooth and compliant capital infusion.

Private Placement & Rights Issue

We assist in raising funds through private placement and rights issue routes under the Companies Act, 2013.

Includes:

• Structuring & eligibility advisory
• Preparation of offer letters & private placement memoranda
• Shareholder approvals & disclosures
• Compliance with timelines & limits
• End-to-end regulatory filings

Benefit: Legally compliant fundraising with controlled dilution.

Valuation Reports & Fairness Opinions

We facilitate independent valuation support as required under law and for investor confidence.

Includes:

• Fair market value (FMV) assessment
• Valuation for share issuance & transfers
• Fairness opinions for transactions
• Compliance with Income Tax & FEMA rules
• Coordination with registered valuers

Benefit: Transparent pricing and regulatory alignment.

Board & Shareholder Approvals

We handle corporate approvals required for funding transactions.

Includes:

• Drafting board & shareholder resolutions
• Notices, explanatory statements & minutes
• Convening meetings & e-voting support
• Documentation of approvals
• Compliance tracking

Benefit: Clear corporate authorization with proper records.

ROC Filings & Statutory Reporting

We ensure accurate and timely filings with the Registrar of Companies (ROC).

Includes:

• PAS-3 (Return of Allotment)
• MGT-14 (Resolutions & Agreements)
• SH-7 (Alteration of Share Capital)
• Maintenance of MCA records
• Post-filing verification & compliance checks

Benefit: Zero late fees and complete statutory compliance.

Shareholders’ Agreement Drafting & Advisory

We draft and review shareholders’ agreements aligned with commercial and legal requirements.

Includes:

• Rights & obligations of shareholders
• Investor protection clauses
• Exit, drag-along & tag-along provisions
• Governance & control mechanisms
• Dispute resolution frameworks

Benefit: Balanced agreements protecting founders and investors.

Post-Funding Compliance & Ongoing Support

We support companies after funds are raised, ensuring continued compliance and governance.

Includes:

• Updating shareholding & statutory registers
• Changes in management & control filings
• Ongoing ROC & disclosure compliance
• Investor reporting & governance advisory
• Compliance calendar post-funding

Benefit: Smooth post-investment operations with investor confidence.

Why Choose Us for Fundraising Compliance?

• Deep expertise in corporate & investment laws
• Investor-ready documentation & approvals
• Accurate filings & timeline management
• End-to-end support from term sheet to closure
• Confidential and transparent processes